Our Fiduciary Relationship

As a Registered Investment Advisor, we are legally and morally bound to act in the best interests of our clients.  We are paid a fee based on the amount of money that we are managing or an hourly rate for our advice, therefore, it is in our best interest to give advice that is in our client’s best interest.

We do not take custody of client funds.  Accounts are established with approved custodians that are SIPC insured. We are then given discretion to manage the client’s accounts.  Client account and transaction statements are sent directly to the client.  Our clients rest assured that every transaction is transparent and well thought out.  We recognize that the best way to grow our business is through excellent service and referrals from satisfied clients.